Samurai Sword "Katana"

From the Joko (ancient times) era to the Appearance of Curved Swords
From the Joko (ancient times) era to the appearance of curved swords In the Kofun (tumulus) period, steel swords had already been made. For example, iron swords and Tachi were excavated from the Inariyama tumulus, Saitama Prefecture and the Tsukuriyama tumulus, Shimane Prefecture, which is a large square tumulus in Izumo representing the early Kofun period. The iron sword with a gold inscription excavated from Inariyama tumulus was made in 471 for commemorating the achievement working for Wakatakeru (Emperor Yuryaku) with 115 Chinese characters.

Although most swords of this period are corroded and damaged, Kanto Tachi with gold and bronze fittings excavated from Kawarake Valley in Yasugi City, Shimane Prefecture is miraculously in good preservation, and is famous as a rare case to pass the shine from the ancient days to the present with its golden Tsuka (handle) as well as the body of blade.

Most swords after the seventh to eighth century retain their original form well, 'Heishishorinken' and 'Shichiseiken' of Shitenno-ji Temple and 'Kingindensono karatachi' of Shoso-in (treasure house of Todai-ji Temple) are well-known (Straight swords before appearance of curved swords are called ‘Tachi’ not ‘Katana’). As Emperor Suiko composed, 'A colt from Hyuga Province is the best horse, and Masabi from Wu is the best Tachi,' swords from Wu (collective name of southeast area of China) was supposed to be the best during this period. However, the skill of Katanamiths was improving.

In Shoso-in, domestically produced straight swords called Karayo (Chinese style) Tachi are stored as well as imports from overseas called Kara (Chinese) Tachi. Moreover, there still exist straight swords with Hirazukuri (ridged style) and Seppazukuri (front ridge style) and domestically produced Ken including Warabiteno Katana. Although relics of swords from the early Heian period are scarce, and the transition of styles or how and when Japanese original curved swords were formed are not fully figured out academically, after the mid Heian period (around the 10th century), when the turmoil of Johei and Tengyo occurred, Warabiteno Katana (curved sword) which was easy to use when riding with its warped body of blade was used instead of conventional straight swords.

It seems that Warabiteno Katana that barbarians used while riding to the disputes with Tohoku where they suffered for a long time had an influence. Also in this period, swords with 'Shinogizukuri' (ridged style) whose cross section of the body of blade is rhombic started to be made instead of the Hirazukuri (no ridge style) or Seppazukuri (front ridge style). Shinogizukuri' is said to be stronger and easier to cut with than Hirazukuri and Seppazukuri.

Age of Tachi (long sword)
In the late Heian period, especially around the time of Early Nine-Years War and Late Three-Years War, Tachi was developed along with increasing power of samurai, and usually the ones after this period are called Katana. Schools of sword craftsmenship appeared in the border area between Izumo and Hoki, and Bizen Province where there was good iron sand, and Yamashiro Province and Yamato Province which were the center of politics and culture. In these days, the mainstream of Katana is Tachi considered for fighting on horseback. Representative Katana of this period are; 'Doji giri (killing ogre)' sword by which MINAMOTO no Yorimitsu cut Shuten-doji (Drunk Ogre) on Oe Mountain (made by Yasutsuna in Hoki Province, National Treasure); 'Kogitsunemaru (small fox)' sword which has a legend that a fox helped with the forging (made by Munechika SANJO in Yamashiro Province, lost during the Second World War).

Although an ancient document mentions that Yasutsuna from the border area between Izumo and Hoki who made 'Doji-giri' sword lived in the early 9th century, as seen in his existing work, it is widely believed that he didn't live in those days, but rather in the mid Heian period at the end of 10th century. Other than Yasutsuna, SANJO Kokaji Munechika in Yamashiro (capital) and Tomonari KOBIZEN are regarded as the oldest sword craftsmen whose names are on existing work.

Although Katana in the early Kamakura era looked like the ones in the late Heian period, the military government system was established by the Kamakura Shogunate, and the world of swords blossomed. The Retired Emperor Gotoba established Gotoba-in smithery, where he summoned sword craftsmen each month and had them forge swords, also involved himself in Yakiba (cutting edge), and positively encouraged the making of swords. In this period, Awataguchi school in Yamashiro Province and Ichimonji school in Bizen Province were newly established. In the mid Kamakura period, as a result of emphasizing utility, the width of the blade became wider, which makes a difference in the width of blade at the base and at the top less, and swords have a rounded surface. Kissaki (tip) became wide and short, which was called Ikubi (boar's neck), and showed a simple and strong characteristic. As famous swordsmith in this period, there were Kuniyoshi and Yoshimitsu of the Awataguchi school in Yamashiro, Kuniyuki, Rai Kunitoshi and Niji Kunitoshi (only 'Kunitoshi' was inscribed instead of 'Rai Kunitoshi' as signature) of Rai school also in Yamashiro, Shintogo Kunimitsu in Sagami Province, Fukuoka Ichimonji school in Bizen, Mitsutada of Bizen Osafune school and Aoe school of Bicchu Province.

Swords made especially in Yamashiro, Yamato, Bizen, Mino, and Sagami are called 'Gokaden (Swords from the five provinces).' The creation of swords in these five provinces respectively have a unique feature in Jitetsu (steel), Kitae (forging) or Hamon (blade pattern), which are respectively called 'Yamashiro den (Swords from Yamashiro Province)' or 'Soshu den (Swords from Sagami Province).' In the late Kamakura period, the creation of swords bloomed further due to disorders such as two Genko (Mongol Invasions) and collapse of the political system.

Katana of this period were changing to become more dynamic than those from the mid Kamakura era. The blade width became wider, which makes the width less at the base and at the top, and they came to have longer Kissaki (tip). Tanto (short swords) or other Katana also came to have a longer point like the Tachi. It could be said that OKAZAKI Goro-nyudo Masamune, as an expert of Soshu den was the most brilliant swordsmith in this period. His style is prominent in the artwork on the blade surface, that is, Kinsuji (golden strip), Inazuma (thunderbolt) or Chikei (landscape). The style of Masamune tremendously influenced sword craftsmenship in various regions. There are swordsmiths called 'Masamune Jittetsu (Ten best disciples of Masamune).' Although most of them were stretches in the later days and had no actual relationship between master and disciple, this shows the influence of Masamune's Soshu den in various regions.

After the Muromachi Period
The early Muromachi period produced famous swordsmiths including Bizen Osafune Morimitsu and Bizen Osafune Yasumitsu, and Moromitsu, Iesuke, Tsuneie also from Bizen. Since most swords of theirs were made during the Oei period, they are generally called 'Oei Bizen' and are highly valued. Domestic demand for swords decreased since the era of peace started, but production for important exports to Ming dynasty in China also started.

When the war-torn era started by the turmoil of the Onin War, numbers of inferior swords made by mass production called 'Kazu-uchi mono' started to appear to respond to the massive demand, which intensified the deterioration in the quality of swords. The Sengoku period (period of warring states) gave rise to mass production of inferior Kazu-uchi mono (mass products), but on the other hand, the steel industry which produced the material made a rapid advance in Tatara (bellows) technology and with the arrival of guns by trading with Westerners.

Stable supply of high quality steel was realized, and elaborate works of Katana kaji of this period and 'Chumon-uchi (items made to order)' which warriors specially ordered to entrust his own fate to are mostly famous. In the Sengoku period, Magoroku Kanemoto and Izuminokami Kanesada as two major swordsmiths of Sue Koto (Late Old Sword), and Muramasa in Ise appeared. (As for the swords after the mid Muromachi era, Tachi which was carried on at the waist with the blade downward was replaced by Uchigatana which was put on at the waist with the blade upward. The outside of both Tachi and Uchigatana when wearing is supposed to be the front of the body of blade, on which signature of the sword craftsman is usually inscribed. Therefore, Tachi and Uchigatana are mostly distinguished by the position of the inscribed signature (Mei), but some sword craftsmen inscribed in the back.)

In the history of swords, creation of swords after the Keicho period are called 'Shinto (New Swords),' and were distinguished from 'Koto (Old Swords),' made before that. In this period, famous swordsmiths gathered in Edo, Kyoto, and Osaka to compete with each other.

During the Edo Period
In the Edo period, swordsmithery flourished in Edo, Osaka and other regions, and famous swordsmiths including Kotetsu NAGASONE, Kunihiro HORIKAWA, Shinkai INOUE, and Sukehiro TSUDA appeared. Although Katana kaji used to have an attribute as workmen of weapon manufacturing, some of them started to develop an artistic disposition. New demand for Katana was also generated since financially well-off merchants specially ordered luxurious Wakizashi (medium length swords). Especially in Osaka, Shinkai and Sukehiro appeared, who developed a magnificent style called Osaka Shinto (Osaka New Swords). However, conservative samurai avoided some of them because they thought those swords looked decadent with the picturesque and ornate Hamon (blade pattern). And since swordsmanship was practiced with bamboo swords, Katana came to have a shape with a shallow curve.

In the era of peace after the Genroku period, there was no demand for new swords, and few craftsmen made swords. On the other hand, however, riggings of a sword such as Tsuba (handguard), Kozuka (accessory knife), Menuki (hilt ornaments), Kogai (hair pick accessory) were developed in this period, and also in such field of sword ornament goldsmiths, lots of famous swordsmiths including Matashichi HAYASHI, Yasuchika TSUCHIYA, Toshinaga NARA, Somin YOKOTANI, Shozui HAMANO and Ichijo GOTO appeared.

In the late Edo era, when Japan became turbulent, Suishinshi Masahide and some others tried to restore the forging method of Koto (Old Swords) from the philosophy of revivalism, and practical Katana started to be made again. Creation of swords after this period is called 'Shin Shinto (New-New Swords).' Disciples of Masahide including SHOJI Taikei Naotane, MINAMOTO no Kiyomaro, Sa no Yukihide, Munetsugu KOYAMA appeared. However, when the creation of sword started to flourish again, the Meiji Restoration began, then Revenge was banned in 1873, and the decree banning the wearing of swords to prohibit people, except the police and military from wearing swords, was issued on March 28, 1876, so Katana rapidly declined.

From the Meiji Era to the Second World War
In 1873, Katana were exhibited at the Expo held in Vienna. This was to show Japanese technology and mentality to the international society. However, after the decree banning the wearing of swords, there were little demand for new swords, and most swordsmiths who were popular lost their job. Moreover, numbers of famous swords went abroad. Still, Japanese government appointed Gassan and Tadanori MIYAMOTO as Imperial Members of Art. They made an effort to preserve traditional techniques of creating swords. On the other hand, appreciation of the Drawn Sword Squad in the Seinan War influenced the Japanese Army and Navy to keep using katana as major weapons for officers, and it became standard to make Katana with military sword fittings of saber style, then the proof of Katana' effectiveness in close combats in the Russo-Japanese War as weapons in a modern war, and the increasing momentum of ultranationalism in the Showa era made the Army and Navy develop military sword fittings more suitable to store a Katana with the motif of Tachi fittings in the Kamakura era, instead of military sword fittings of the saber style (at the same time, however, numbers of swords that had been used in ancient and modern wars as military swords were lost on the battleground).

After the Manchurian Incident, the Armory and some researchers in institutes pursued the possibility as a soldier's gear in regard not only to the fittings, but also the body of blade. For example, various military swords including 'Shinbuto' that is strong in the bitter cold of Manchuria, and Katana of stainless steel the Navy used ('Taiseito') were studied. Various bodies of blades from the ones with partly changed materials or from production methods of Katana to industrial swords representing the shape of Katana were made as prototypes or in large quality. These special blades were called 'Showa swords,' 'New Murata sword' and 'New Katana,' and it is said that a lot of them outweighed conventional Katana (even famous swords) in quality as weapons.

From the original viewpoint of 'Katana as weapons to fight with,' each of the special blades became a perfect Katana using modern technology and had an essential practical utility, but most of them have no taste of beauty in appearance (some swords including semi-forged Showa Swords of Seki have both), so, today, they are not supposed to be included together with Katana, also from the standpoint of the production method. Recently, however, such military swords which were disregarded in the sword world became popular, and at the same time they are reevaluated as researchers and collectors found something new or an unfair and the myth was denied.

After the Second World War
After the surrender in the Second World War, the General Headquarters of the Supreme Commander for the Allied Powers conducted a sword hunt regarding Katana as weapons, so numerous swords including Hotarumaru were destroyed (in Kumamoto prefecture, for example, swords were burned with petroleum and thrown into the sea). There was also a rumor that 'if you have a sword, the GHQ will come to search with a metal detector,' so some swords were hidden in the ground, which caused them to corrode and they were ruined, some were broken to make a short one which is shorter than the length of the those that were prized by collectors, and some people discarded swords on their own, and so on and so forth.

Although Katana themselves were endangered once, Japan made a great effort and possession with a registration system became possible. A Katana itself is required to be registered, and a sword without a registration needs to be notified to the Police and investigated. Although carrying a sword is subject to restriction by the Sword and Firearms Control Law, permission is not required to possess a sword and anybody can possess them (some municipalities prohibit sales to people 18 or younger in an ordinance). Today, Katana are not weapons, but tools for martial arts such as Iaido, and decent art objects same as paintings and pottery, and the production and possession are allowed only for such purposes. Furthermore, the number of swords to be made by a sword craft master per year is allocated, which prevents reduction in quality of the work by mass production of inferior swords.